Process
From perimeter map to findings pack
A transparent rhythm for audits for fintech so compliance, operations, and leadership know when evidence is due and when the readout lands.
Scoping call
We map products, jurisdictions, and control domains. You leave with a draft evidence list and a fee estimate range.
Kick-off
Confirm the written perimeter, interview calendar, and secure share method. Commencement deposit reserves the window.
Fieldwork
Policy walkthroughs, sample testing, and control-owner interviews — on-site in Chiayi or Taipei when it sharpens the work.
Readout
Factual accuracy check, final findings pack, and a closed-door session for leadership on remediation order.
What we ask you to prepare
Current policy set, organisational chart of control owners, recent complaint and incident logs, and access to a agreed sample of onboarding and monitoring cases. Missing items slow testing more than imperfect formatting ever will.
If a banking partner questionnaire has a hard date, tell us at scoping. We will say honestly whether the calendar fits a full Regulatory Readiness Audit or a narrower payment or AML sample engagement.
Open the flagship auditWhere this process fits
The same stages scale from a focused AML file test to a multi-corridor readiness review. Supporting engagements such as Partner Due Diligence Packs reuse the evidence work but shape the narrative for an external risk reader.
Ready to place your product on the calendar? Send a scoping request and we will reply within two business days.